Independent Broker Dealer Consortium

PAST CONFERENCE PRESENTATIONS

  • All Presentations
  • 2016
  • 2017
  • 2018
  • 2019

Protecting All Fifty Shades Of Gray

Saretsky Hart Michaels + Gould Attorneys
  • Gary M. Saretsky
  • Eric A. Michaels
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The Key To A Good Defense

LLOYD GRAY WHITEHEAD MONROE
  • Mickey B. Wright
  • Heather R. Demyan
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Finra & Sec

Kaufman Dolwich Voluck
  • Gregg Breitbart
  • Stefan R. Dandelles
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Defending The Broker/Dealer

Goodell DeVries
  • Jeffery J. Hines
  • Christopher M. Corchiarino
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Emerging Litigation & Trends

Winget Spadafora Schwartzberg
  • Michael Schwartzberg
  • Derek C. Anderson
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Issues In Supervising

Lewis Brisbois Bisgaard & Smith
  • Connie M. Anderson
  • Michael P. Obert
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Conflicts Of Interest

Markun Zusman Freniere & Compton
  • Edward Zusman
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Winning Strategies

Bates Group
  • Jennifer Stout
  • David Birnbaum
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Senior Investor Regulatory Rules

Winget Spadafora Schwartzberg
  • Brandon S. Reif
  • Benjamin J. Biard
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An Update On The Enforcement

Reminger
  • Andrew J. Dorman
  • Brian P. Nally
  • Sean T. Needham
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Variable Annuities

Murphy & McGonigle
  • Andrew Melnick
  • Elizabeth Del Cid
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The Dol Fiduciary Rule

Lewis Brisbois Bisgaard & Smith
  • Connie M. Anderson
  • Michael P. Obert
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Insurance – Potential Conflicts

KutakRock
  • Gilbert W. Boyce
  • Victoria H. Buter
  • Christopher P. Parrington
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Mediation In Securities Arbitration

Kaufman Dolwich Voluck
  • Gregg Breitbart
  • David A. Baugh
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Digital Communications

Freeman Freeman & Smiley
  • Richard A. D’Amura
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IBDC - RIAC - INVESTIGATION

Nelson Mullins
  • James S. Rollins
  • Daniel Newman
  • Scott N. Sherman
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Finra’s New Oba Rule

Potential Benefits and Potential Issues
Winget Spadafora Schwartzberg
  • Derek C. Anderson
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What's All This Fiduciary Talk About

Fiduciary Shield
  • Michael Steffan
  • Eric A. Michaels
  • Stephan Daigle
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From Bice To Reg Bi - Where Are We Going?

WIAND GUERRA KING
  • Dionne Fajardo
  • Wiand Guerra King
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Practical Aspects Of Big And Little Data

in Regulatory Matters and Litigation
Bates Group
  • Jennifer Stout
  • Clay Grumke
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Responding To Subpoenas

Gordon & Rees
  • Kendra S. Canape
  • Audette Paul Morales
  • Tamara A. Seelman
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Ethical Issues For Ethical In-house Counsel

Mound Cotton Wollan & Greengrass LLP
  • Barry Temkin
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Reconciling Sec & Finra

Examinations in Complex Products and Business Practices
MDWCG
  • Samuel E. Cohen
  • John P. Quinn
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Strategies For Addressing New Or Novel Damage Theories

Capital Forensics
  • Vadim Khavinson
Reminger
  • Brian Comer
  • Sean T. Needham
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Finra Hot Topics

Nelson Mullins
  • Cory E. Manning
  • Daniel Newman
  • Scott N. Sherman
  • James S. Rollins
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Is Arbitration Always Better Than Litigation For Brokers

Mound Cotton Wollan & Greengrass LLP
  • Barry Temkin
  • Kate E. Digeronimo
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Class Share Regulatory Actions

are still an Issue
LLOYD GRAY WHITEHEAD MONROE
  • Mickey B. Wright
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Knowing Your Arbitrator:

Understanding how FINRA Arbitrators are Chosen, Trained, and Decide Cases
Goodell DeVries
  • Jeffery J. Hines
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Regulatory Update

Gordon & Rees
  • Kendra S. Canape
  • Audette Paul Morales
  • Tamara A. Seelman
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Hidden Data Protection Issues

in Vendor Contracts
Lewis Roca Rothgerber Christie LLP
  • Edwin A. Barkel
  • Hilary D. Wells
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Statutory Disqualification

Finding Due Process
  • Richard A. D’Amura
  • Lydia R. Zaidman
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Rogue Brokers

Issues and Strategies for Representing the Firm
Reminger
  • Brian P. Nally
  • Sean T. Needham
Capital Forensics
  • Vadim Khavinson
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