Independent Broker Dealer Consortium


(Year : 2019)

Strategies For Addressing New Or Novel Damage Theories

Capital Forensics
  • Vadim Khavinson
  • Brian Comer
  • Sean T. Needham
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Finra Hot Topics

Nelson Mullins
  • Cory E. Manning
  • Daniel Newman
  • Scott N. Sherman
  • James S. Rollins
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Is Arbitration Always Better Than Litigation For Brokers

Mound Cotton Wollan & Greengrass LLP
  • Barry Temkin
  • Kate E. Digeronimo
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Class Share Regulatory Actions

are still an Issue
  • Mickey B. Wright
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Knowing Your Arbitrator:

Understanding how FINRA Arbitrators are Chosen, Trained, and Decide Cases
Goodell DeVries
  • Jeffery J. Hines
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Regulatory Update

Gordon & Rees
  • Kendra S. Canape
  • Audette Paul Morales
  • Tamara A. Seelman
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Hidden Data Protection Issues

in Vendor Contracts
Lewis Roca Rothgerber Christie LLP
  • Edwin A. Barkel
  • Hilary D. Wells
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Statutory Disqualification

Finding Due Process
  • Richard A. D’Amura
  • Lydia R. Zaidman
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Rogue Brokers

Issues and Strategies for Representing the Firm
  • Brian P. Nally
  • Sean T. Needham
Capital Forensics
  • Vadim Khavinson
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Regulation Best Interest

Bates Group
  • Jennifer Stout
  • Jill Ehret
Kaufman Dolwich Voluck
  • David A. Baugh
  • Nancy Hendrickson
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