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CONFERENCE PRESENTATIONS
(Year : 2023)
The Rapidly Changing Landscape of DefendingDually Registered Independent Advisors/Broker-Dealers
Annual Conference 2023
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Recent Regulation BIEnforcement Proceedings
Annual Conference 2023
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Hot Topics In Defending Alternative Investment Cases
Annual Conference 2023
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A 360-Degree Due Diligence Perspective
Annual Conference 2023
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SEC/FINRA Hot Topics
Annual Conference 2023
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Emerging Markets: Distributed Ledger Technology, Esports, E-gaming,Cannabis and Psychedelics
Annual Conference 2023
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Should IBDs and RIAs PurchaseD&O Insurance?
Annual Conference 2023
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SEC’s New RIA Rules
Annual Conference 2023
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Educational and Technology Capabilities
Annual Conference 2023
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Cybersecurity Insurance andRegulation
Annual Conference 2023
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Why Is Arbitrating An Alternative Product Claim Like The Wild, Wild, West?
Annual Conference 2023
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Current Trends In The Ibd Space – What The Industry Is Seeing And What It Can Expect Moving Forward
Annual Conference 2023
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IBDC Industry Update & Outlook
Annual Conference 2023
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