We have all heard the statistics about the cybersecurity breaches occurring every minute of every day and its impact on businesses. The probability is great that your business with suffer a cyber security breach one day. During this webinar, you will learn how to respond to the inevitable breach from experts in the cybersecurity community.
Paul Horn has previously served as a Chief Information Security Officer within an Independent Broker Dealer and experienced the first regulatory sweeps for Cybersecurity within the industry as well as numerous follow up exams. Paul is knowledgeable on various cybersecurity requirements such as the New York Department of Financial Services (NYDFS) Cybersecurity regulation as well as Colorado and Vermont’s and the Payment Card Industry, Data Security Standard (PCI-DSS).
Laxmi Ramanath is the Founder and CEO of La Meer Inc., which helps organizations address the regulatory challenges of financial institutions with the state of the art, web-tablet-mobile enabled modular yet integrated GRACE solutions. This is an invaluable tool to build a comprehensive oversight process based on NIST and other best practice frameworks. With each State mandating different rules and regulations concerning cyber preparedness and a firm’s requirements in the event of a breach, this could be a useful approach.
Patrick Cox is a Bates consulting and testifying expert in the areas of retail securities, investigations, cybersecurity, privacy and compliance. Prior to joining Bates, Patrick was Executive Vice President and General Counsel for Advice, Litigation and Regulatory Strategy with LPL Financial.
Lilian has over 30 years of legal, insurance and risk management experience in the professional liability arena, with a specific focus on Independent Broker-Dealers and RIAs. Lilian works exclusively with IBDs and RIAs in the placement of customized E & O, cybersecurity, fidelity, D & O and fiduciary insurance.
As a litigator, insurance claims director, underwriter, and insurance broker, Lilian has developed a deep understanding of this industry, which she has parlayed into the development of IBDC-RIAC. IBDC-RIAC is an organization comprised of security defense law firms, compliance, cybersecurity, cryptocurrency, ERISA and insurance consultants, the “Member Firms”, that work collaboratively to defend and support IBDs and RIAs. IBD and RIA members have access to complimentary hotline services, seminars, webinars and an annual risk management conference, provided by the IBDC-RIAC Alliance Members. The distinguishing feature of IBDC-RIAC is the high level of expertise among the Alliance Member Firms and their willingness to work together in concert for the benefit of IBDs and RIAs.
If you would like to join IBDC-RIAC Alliance Members at the April 10, 2024 Yankees vs Marlins baseball game, Yankee Stadium 7:00 pm, please send Lilian Morvay a message at: Lilian@IBDCconsulting.com and she will send you an invitation.
The following IBDC-RIAC Alliance Members will be your hosts:
