In today’s legal environment, the IBD/RIA industries face challenges on a minute-to-minute basis: new regulations, dealing with a FINRA or SEC audit, managing a client after they’ve been hacked…
It never stops.
How can your business handle it without wasting time and money? Or worse, making even bigger mistakes because of under-qualified “help”?
IBDC connects you to the industry’s most powerful resources, tools, contacts and information, to effectively navigate an ever-changing regulatory landscape.
Our prestigious Independent Broker Dealer Consortium conferences are the “go-to” event for serious risk-management professionals. It’s where COOs, CEOs and Risk Management Officers interact with leading securities litigators and compliance, cyber security and insurance specialists.
If you would like to join IBDC-RIAC Alliance Members at May 18, 2026 Yankees vs. Toronto Blue Jays baseball game at Yankee Stadium at 7:05 PM, please complete the form to request your invitation.