Tailored Insurance Solutions for

Independent Broker-Dealers and Registered Investment Advisors

Protect Your Business, Your Clients, and Your Future with Expert Insurance Brokerage Services

As an independent insurance broker, I specialize in providing customized insurance solutions for independent broker-dealers and registered investment advisors (RIAs). With deep expertise in the financial services industry, I understand the unique risks and regulatory requirements you face—and I’m here to help you secure the coverage that best supports your business, your clients, and your long-term goals.

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In today’s legal environment, the IBD/RIA industries face challenges on a minute-to-minute basis: new regulations, dealing with a FINRA or SEC audit, managing a client after they’ve been hacked…

It never stops.

How can your business handle it without wasting time and money? Or worse, making even bigger mistakes because of under-qualified “help”?

IBDC connects you to the industry’s most powerful resources, tools, contacts and information, to effectively navigate an ever-changing regulatory landscape.

About Us

IBDC Events

Our prestigious Independent Broker Dealer Consortium conferences are the “go-to” event for serious risk-management professionals. It’s where COOs, CEOs and Risk Management Officers interact with leading securities litigators and compliance, cyber security and insurance specialists.

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About Us

The Independent Broker Dealer Consortium is unique in breaking down typical industry barriers, and freely exchanging vital info.

Services

I offer a range of insurance services specifically designed to protect your business and your clients.

Contact

Ready to discuss your insurance needs? I’m here to help you find the coverage that best fits your business and your clients.