Independent Broker Dealer Consortium

IBDC SPOTLIGHT SERIES GOES TO LONDON

Date: Thursday, October 15, 2020
Where: Lloyds Library
Past Conference
IBDC-consulting

IBDC - RIAC SPOTLIGHT SERIES

Come and listen to the ibdc alliance members talk about the issues which directly impact the broker-dealer and ria industries. Specifically, what are new and risky alternative products, what new finra and sec regulations may increase exposure to claims and regulatory actions, what are the claim trends that we are seeing and how you can protect your book from excessive losses.

Lloyd's Library
One Lime 
Street London

Thursday, October 15, 2020

Registration: 3:15-3:30pm
Presentations: 3:30-6:00pm
Cocktails and Networking:
 6:00-7:00pm

4 hours

IBDC Presents

Update on Regulation Best Interests Rule, Reg BI, and the impact it may have on regulatory actions and claims; Broker-Dealer, RIA, and Insurance Agent Claim Trends; SEC and FINRA 2020 Priorities; Alternative Product Failure Updates and the impact on the BD Industry; New Alternative Products everyone should be wary of; Cybersecurity Claim Trends Recommendations on policy wording to address new industry exposures; Tools for underwriters in assessing BD and RIA risks; Innovative analysis of claim value; Effective use of experts IBDC's Risk Management Toolbox

Registration

    CONFERENCE SPEAKERS

    Joan

    Joan Cochran

    Cochran, Davis & Associates, P.C. - Founding Partner
    Gary-Saretsky

    Gary M. Saretsky

    Founding Partner
    Michael Schwartzberg

    Michael Schwartzberg

    Winget, Spadafora & Schwartzberg
    Chad E. Weaver

    Chad E. Weaver

    Partner, Freeman, Mathis & Gary
    Gary Kessler

    Gary Kessler

    Founding partner, Kessler & Collins
    Kamran Fotouhi

    Kamran Fotouhi

    Managing Director - Capital Forensics

    Sheri Pontolillo

    President of Interweb Insurance
    lilmorv

    Lilian A. Morvay

    (moderator) - IBDC RIAC
    locationcalendar-fullhourglassclock linkedin facebook pinterest youtube rss twitter instagram facebook-blank rss-blank linkedin-blank pinterest youtube twitter instagram