IBDC-RIAC, in coordination with its Alliance partners, offers periodic webinars addressing timely and relevant topics to the independent broker-dealer and RIA communities. Many of these Alliance partners will be offering CE accreditation for the webinars. IBDC-RIAC members will be able to access the webinars on a complimentary basis.
Countdown to Reg BI: Strategies to Ensure ComplianceDate: Wednesday, March 4, 2020 at 11 a.m. EST (1 hr)
Bates Compliance Practice Leader Robert “Bob” Lavigne and Dave Ackerman of NICE Actimize will discuss your Reg BI obligations, new tools, technology, and process changes to help your firm comply with Regulation Best Interest.