Webinars
IBDC-RIAC, in coordination with its Alliance partners, offers periodic webinars addressing timely and relevant topics to the independent broker-dealer and RIA communities. Many of these Alliance partners will be offering CE accreditation for the webinars. IBDC-RIAC members will be able to access the webinars on a complimentary basis.
Upcoming
AN IN-DEPTH DISCUSSION BETWEEN TWO OPPOSING EXPERTS IN THE CONTEXT OF SECURITIES LITIGATION AND REGULATORY INVESTIGATIONS.
Date: April 22, 2021 | Time: 3:00 PM ETClick here to learn more and register
RECORDED WEBINAR PRESENTATIONS
Is FINRA’s and the SEC’s 2021 Exam Priorities a Blueprint for Claimants’ Attorneys?
Recorded: April 8, 2021Download PowerPoint presentation
Click here to watch the on-demand playback of "Are FINRA's and the SEC's 2021 Exam Priorities a Blueprint for Claimants' attorneys?"
ALTERNATIVE INVESTMENTS – HOW TO BEST PROTECT YOURSELF FROM YOURSELF
Recorded: Thursday, February 25, 2021Download PowerPoint presentation
Click here to watch the on-demand playback of "ALTERNATIVE INVESTMENTS – HOW TO BEST PROTECT YOURSELF FROM YOURSELF.
ALTERNATIVE INVESTMENTS – HOW TO BEST PROTECT YOURSELF FROM YOURSELF
Recorded: Thursday, February 25, 2021Download PowerPoint presentation
Click here to watch the on-demand playback of "ALTERNATIVE INVESTMENTS – HOW TO BEST PROTECT YOURSELF FROM YOURSELF.
Studying Behavioral Issues in Cyber Breaches, Trade Errors and Firm Culture
Recorded: January 21 , 2021Presented by: Willis Towers Watson
Download PowerPoint presentation
Click here to watch the on-demand playback of "Studying Behavioral Issues in Cyber Breaches, Trade Errors and Firm Culture"
Cyber Risk Management Workshop: How to Self-Assess your Cybersecurity Risks and how to Choose the Best Cybersecurity Insurance for Your Firm
Recorded: Dec 3, 2020Presented by: Paul Horn, H2cyber.com and Sheri Pontolillo, Interweb Insurance
Click here to view the full December 3 Cybersecurity workshop
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