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Independent Broker Dealer Consortium

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WEBINARS

IBDC-RIAC, in coordination with its Alliance partners, offers periodic webinars addressing timely and relevant topics to the independent broker-dealer and RIA communities. Many of these Alliance partners will be offering CE accreditation for the webinars. IBDC-RIAC members will be able to access the webinars on a complimentary basis.

Upcoming Webinar

Recorded Webinar Presentations

HOW TO CREATE A SOUND CYBERSECURITY BREACH STRATEGY

Recorded: November 8, 2023

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Top 10 Best Compliance Tips for Broker Dealers and RIAs

Recorded: November 2, 2022

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RIA Claims and New Regulations

Recorded: June 16, 2022

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Ethical Concerns for BDs

Recorded: April 7, 2022

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Battle of the Experts: Round 2

An in-depth discussion between two opposing experts in the context of secur...

Recorded: December 14, 2021

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Gone in 60 Seconds

How a Company Fails in Just One Malicious Internet Minute

Recorded: October 19, 2021

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Assessing and Mitigating your financial risks

IBDC-RIAC in coordination with 401k Safe, is pleased to announce a presenta...

Recorded: June 22, 2021

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How to prepare for the june 30 reg bi implementation

Recorded: June 3, 2020

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Preserving and Growing your IBD/RIA businesses in the Time of Covid-19

Recorded: May 12, 2020

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Cyber Risk Management Workshop: How To Self-assess Your Cybersecurity Risks And How To Choose The Best Cybersecurity Insurance For Your Firm

Recorded: December 3, 2021

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Studying Behavioral Issues In Cyber Breaches, Trade Errors And Firm Culture

Recorded: January 21, 2021

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Alternative Investments – How To Best Protect Yourself From Yourself

Recorded: February 25, 2021

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Is Finra’s And The Sec’s 2021 Exam Priorities A Blueprint For Claimants’ Attorneys?

Recorded: April 8, 2021

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Battle Of The Experts

An in-depth discussion between two opposing experts in the context of secur...

Recorded: April 22, 2021

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