Broker Dealers and RIAs are prime targets when a client becomes dissatisfied with the performance of their investments.
Join us on November 2 when our panel of IBDC Alliance members share with you the Top Ten Compliance Tips to put into action in an effort to avoid costly litigation.
If you would like to join IBDC-RIAC Alliance Members at the April 10, 2024 Yankees vs Marlins baseball game, Yankee Stadium 7:00 pm, please send Lilian Morvay a message at: Lilian@IBDCconsulting.com and she will send you an invitation.
The following IBDC-RIAC Alliance Members will be your hosts: