Preserving and Growing your IBD/RIA businesses in the Time of Covid-19

Please join moderator Lilian Morvay, Principal and Founder of Independent Broker Dealer Consortium, LLC (“IBDC”), along with panelists David Baugh, Partner - Kaufman Dolowich & Voluck; Brian Nally - Partner, Reminger; Brian Cavanaugh - Director Corporate Risk & Brokering Financial Institutions, Willis, Towers Watson, Bob Reidy, Senior Financial Litigation Consultant - Bates Group; and Judith Knudsen, VP and Deputy General Counsel - Avantax Wealth Management; as they discuss the effects that Covid-19 may have on claims against BDs/RIAs, insurance concerns and considerations and opportunities to expand your businesses.

Creating an effective Communication Plan

Potential Effects on Financial Services Claims

What IBDs/RIAs Can Do To Mitigate Risk

Professional Liability and Cybersecurity Insurance Considerations