Independent Broker Dealer Consortium


Preserving and Growing your IBD/RIA businesses in the Time of Covid-19

Date: May 12, 2020
Time: 3:00 pm
Duration: 1 Hour
Where: Zoom Screen From the Comfort and Safety of your home
Past Webinar
Please join moderator Lilian Morvay, Principal and Founder of Independent Broker Dealer Consortium, LLC (“IBDC”), along with panelists David Baugh, Partner - Kaufman Dolowich & Voluck; Brian Nally - Partner, Reminger; Brian Cavanaugh - Director Corporate Risk & Brokering Financial Institutions, Willis, Towers Watson, Bob Reidy, Senior Financial Litigation Consultant - Bates Group; and Judith Knudsen, VP and Deputy General Counsel - Avantax Wealth Management; as they discuss the effects that Covid-19 may have on claims against BDs/RIAs, insurance concerns and considerations and opportunities to expand your businesses.
Creating an effective Communication Plan
Potential Effects on Financial Services Claims
What IBDs/RIAs Can Do To Mitigate Risk
Professional Liability and Cybersecurity Insurance Considerations


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