Independent Broker Dealer Consortium


Battle of the Experts: Round 2

An in-depth discussion between two opposing experts in the context of securities litigation and regulatory investigations

Date: December 14, 2021
Time: 4:00 pm
Duration: 1.15 Hour
Where: Zoom Screen From the Comfort and Safety of your home
Reserve Seat Now

Please join us for the continuation of our previous Battle of the Experts webinar. Mediator, Ellen Slipp of ES Mediation Services, will be joining moderator Michael Schwartzberg, managing partner of Winget, Spadafora and Schwartzberg, Sander Ressler, Founder of Essential Edge, a Regulatory and Legal Support Service, and Miriam Lefkowitz, attorney and compliance and regulatory expert, as they dig deeper.

Lefkowitz, Ellen, Ressler, and Schwartzberg will delve into:
How to choose the appropriate mediator for your case?
The pros and cons of having your expert attend the mediation.
What analysis is important to have prepared by the expert in advance of the mediation?
Should your expert's analysis be shared with opposing parties in advance of the mediation?
Update of current novel liability and damage theories offered at mediations and arbitrations.
This presentation will not be recorded.

Speakers For This Presentation Are Ibdc-riac Alliance Members:


Lilian A. Morvay

(moderator) - IBDC RIAC

Miriam Lefkowitz, Esq

Expert/Securities Regulatory Attorney
Sander-Ressler (1)

Sander Ressler

Expert Witness and Owner of Essential Edge Compliance Outsourcing Services, LLC

Ellen Slipp

Managing Director and Head of Ellen Slipp Mediation Services
Michael Schwartzberg

Michael Schwartzberg

Winget, Spadafora & Schwartzberg
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