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November 1, 2019 A. Katherine Curtis and Laura T. Ruiz Rivera Reg BI, Crypto and Cannabis – Key Takeaways from the SIFMA Compliance and Legal Society’s 2019 New York Regional Seminar

New Federal Legislation Progressing on BSA, Beneficial Ownership and Cannabis Financing
October 29, 2019
New CRC TV Video: “A Risky Business” with Scott Brown
November 3, 2019

At the 2019 SIFMA Compliance and Legal Society’s New York Regional Seminar, industry panelists along with senior officials from the SEC and FINRA addressed a range of topics including Regulation Best Interest (or “Reg BI”), cryptocurrency and cannabis.

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