SEC GUIDANCE ON RIA STANDARD OF CARE AND BROKER-DEALER EXEMPTION

If you would like to join IBDC-RIAC Alliance Members at the April 10, 2024 Yankees vs Marlins baseball game, Yankee Stadium 7:00 pm, please send Lilian Morvay a message at: Lilian@IBDCconsulting.com and she will send you an invitation.

The following IBDC-RIAC Alliance Members will be your hosts:

• Saretsky Hart Michaels + Gould
• Winget Spadafora & Schwartzberg
• O'Hagan Meyer
• Marshall Dennehey
• Mound Cotton