THANK YOU, for your investment in protecting your business with the purchase of a Professional Liability insurance policy issued by HDI through the SecuritiesGold program.
With your purchase of the HDI Professional Liability insurance policy, you will be protecting your Broker-Dealer, yourself and those who work with you under the Broker-Dealer entity from claims made against you and your BD by your clients for alleged negligence in the performance of professional services.
As a valued HDI client, you will be enrolled as a member of the Independent Broker Dealer Consortium-Registered Investment Advisor Consortium, (IBDC-RIAC). As a member of IBDC-RIAC, you will have access to the following benefits:
Complimentary Legal, Compliance, Regulatory, Cyber-Security and Insurance Hotline Services, Provided by Nationally Recognized Leaders in this Industry