Membership Checkout

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You have selected the IBDC-RIAC InPo membership level.

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Firm / Company Contact Information

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Firm / Company's Name

Mailing Address

City/State/Zip Code

Telephone Number

Website

Firm / Company Information

Please fill in details about your company

Type Of Business

Broker Dealer/RIA

Legal

Insurance

BD/RIA Industry Consultant/Service Provider

Number of years your firm has been a registered independent broker dealer

Number of Registered Representatives licensed with your firm

Is your RIA registered with the SEC?

Yes

Is your RIA registered with a State?

Yes

Number of advisors registered with your firm?

Do any of your Advisors act as 3(21) or 3(38) Fiduciary Advisors?

Yes

Are there any independent advisors transacting business with your firm that are not registered with your firm?

Yes

Please identify how you became aware of IBDC

Is your firm insured under a Professional Liability Insurance Policy

Yes

Does your firm defend financial institutions in arbitrations and civil actions?

Yes

In which States is your firm licensed to practice law?

Does your firm represent investors against BDs/RIAs?

Yes

Has your firm sponsored an IBDC Risk Management Conference?

Yes

Is your firm interested in becoming a sponsor of the IBDC Risk Management Conference and joining the IBDC Consortium?

Yes

What is the nature of your company’s business?

Insurance Company

Retail Insurance Broker

Wholesale Insurance Broker

Do you specialize in providing insurance services to BDs/RIAs?

Yes

Which insurance products do you specialize in?

Has your firm sponsored an IBDC Risk Management Conference?

Yes

Is your firm interested in becoming a sponsor of the IBDC Risk Management Conference and joining the IBDC Consortium?

Yes

What is your area of expertise:

In which technology you specialize?

Has your firm sponsored an IBDC Risk Management Conference?

Yes

Is your firm interested in becoming a sponsor of the IBDC Risk Management Conference and joining the IBDC Consortium?

Yes

Primary Contacts For Your Firm

List the individuals who will receive emails and news from IBDC. These individuals will also be designated to access the complimentary hotline services.

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First Person

First Name

Last Name

Title/Position

Email Address

Telephone Number

Address

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Second Person

First Name

Last Name

Title/Position

Email Address

Telephone Number

Address

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Third Person

First Name

Last Name

Title/Position

Email Address

Telephone Number

Address

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