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Independent Broker Dealer Consortium

We achieve outstanding results for clients in some of their thorniest matters. These clients include national and regional broker-dealers, advisory firms, and other financial and legal professionals. We have represented these clients in every type of matter that they could face, including multi-week, seven-figure arbitration hearings, SEC investigations, and other regulatory enforcement matters. We have a growing legal malpractice defense group, which has represented large law firms and individual attorneys in significant legal malpractice matters and state bar investigations. The breadth of our background also includes shareholder derivative actions, LLC and partnership disputes, private equity, trade secret, and directors and officers claims in various industries, as well as employment matters, claims against architects and engineers, and white-collar defense. Finally, we provide counseling and defense for clients experiencing data breach events and in any related regulatory or civil litigation actions.

TT&E Law Group LLP Website
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