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September 10, 2017

Member Firm Profile

Our attorneys have a deep understanding of the complex and constantly changing regulatory environment in which the securities industry and its members operate. Murphy & McGonigle advises broker-dealers and investment advisers on all aspects of regulatory compliance. Our attorneys serve a variety of our clients’ needs, ranging from education and training to internal reviews and investigations, to trading and sales advice. Our Financial Services practice specifically serves clients in Regulatory Counseling, Broker/Dealers, Capital Markets and Market Structure, Derivative Products, Investment Advisers, Hedge Funds, Mortgage-backed Securities and Other Structured Products, and Anti-Money Laundering.