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Independent Broker Dealer Consortium

Member Firm Profile

Firm Overview

One of America’s 200 largest law firms, Lewis Roca Rothgerber Christie LLP is nationally recognized for its track record of outstanding results for clients. Our firm is dedicated to creating transactional, regulatory and litigation solutions for leading businesses throughout the western U.S., across the country and around the world.

The firm offers comprehensive legal resources across ten Western Region offices in Phoenix, Tucson, Colorado Springs, Denver, Los Angeles, Silicon Valley, Las Vegas, Reno and Albuquerque.

Financial Institutions Panel
Our firm has represented more broker-dealers than any other law firm in the Southwest. We assist national clients with the issues, laws, regulations and trends impacting companies in the securities and financial services industries, and have handled hundreds of customer-based disputes in arbitration and in court. Two leaders of our team, Bill Nelson and Ed Barkel, served as in-house counsel at broker-dealer firms and have defended broker-dealer cases for decades.

Our firm recognizes that cybersecurity breaches impact all businesses, regardless of size or industry. Our team focuses on the risks and potential claims faced by the financial services industry. A cybersecurity breach undermines the confidence of customers and regulators, and poses a serious threat to the organization. Clients depend on us to develop relevant policies, plan for inevitable attacks, respond to incidents, and deal with potential regulatory issues and litigation.

Lewis Roca Rothgerber Christie LLP Website
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