Update on Regulation Best Interests Rule, Reg BI, and the impact it may have on regulatory actions and claims;
Broker-Dealer, RIA, and Insurance Agent Claim Trends;
SEC and FINRA 2020 Priorities;
Alternative Product Failure Updates and the impact on the BD Industry;
New Alternative Products everyone should be wary of;
Cybersecurity Claim Trends
Recommendations on policy wording to address new industry exposures;
Tools for underwriters in assessing BD and RIA risks;
Innovative analysis of claim value;
Effective use of experts
If you would like to join IBDC-RIAC Alliance Members at the April 10, 2024 Yankees vs Marlins baseball game, Yankee Stadium 7:00 pm, please send Lilian Morvay a message at: Lilian@IBDCconsulting.com and she will send you an invitation.
The following IBDC-RIAC Alliance Members will be your hosts:
