Independent Broker Dealer Consortium

2019 IBDC Spotlight Series - London

Date: Thursday, April 2
Where: Lloyds Library
View Presentations
Past Conference

IBDC - RIAC SPOTLIGHT SERIES

ALTERNATIVE PRODUCTS: SELLING AND DEFENDING FROM THE PERSPECTIVES OF THE BD, INSURANCE CARRIER, DEFENSE COUNSEL AND EXPERTS
IBDC-RIAC SPOTLIGHTS CONSORTIUM MEMBERS

IBDC Presents

Update on Regulation Best Interests Rule, Reg BI, and the impact it may have on regulatory actions and claims;
Broker-Dealer, RIA, and Insurance Agent Claim Trends;
SEC and FINRA 2020 Priorities;
Alternative Product Failure Updates and the impact on the BD Industry;
New Alternative Products everyone should be wary of;
Cybersecurity Claim Trends

Recommendations on policy wording to address new industry exposures;
Tools for underwriters in assessing BD and RIA risks;
Innovative analysis of claim value;
Effective use of experts

IBDC's Risk Management Toolbox

Conference Speakers

David A. Baugh

David A. Baugh

Co-Managing Partner
Sherri-Cooke

Sherri Cooke

President & CEO
lilmorv

Lilian A. Morvay

(moderator) - IBDC RIAC
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