Update on Regulation Best Interests Rule, Reg BI, and the impact it may have on regulatory actions and claims;
Broker-Dealer, RIA, and Insurance Agent Claim Trends;
SEC and FINRA 2020 Priorities;
Alternative Product Failure Updates and the impact on the BD Industry;
New Alternative Products everyone should be wary of;
Cybersecurity Claim Trends
Recommendations on policy wording to address new industry exposures;
Tools for underwriters in assessing BD and RIA risks;
Innovative analysis of claim value;
Effective use of experts
